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Stacie Craddock

Senior Compliance Consultant

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Stacie is a Senior Compliance Consultant where she works with firms in developing more robust compliance programs including preparing and amending compliance policies and procedures as well as performing risk reviews and mock audits. She also leads the corporate efforts in researching investment adviser compliance trends, providing educational newsletter articles and developing policy language for firm’s compliance documents. 
Stacie brings nearly 3 decades of experience working with independent investment advisors and broker-dealer firms. Throughout her career, Stacie served in both management and leadership roles, including Chief Compliance Officer, Vice President of Business Development and Vice President of Financial Operations. Her industry background gives her the expertise to contribute a unique and critical perspective in providing customized solutions for investment advisors and retail brokers. Her unique perspective includes an overall focus on protection, growth, organization as well as transition and/or succession planning into their business practices.

Stacie studied Graphic Design and Advertising at Metropolitan State College of Denver. She holds her Colorado Insurance license and Series 7, 66, and 24 licenses. When not in the office, she can be found attending football games at Legacy High School and CSU, boating with family and she loves spending quality time with her four adult children, family and friends.

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