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Our expertise. Your success and growth.

We understand that compliance may not be your area of specialty. But look no further, because it’s ours.
Whether you are a Compliance Officer in need of training or you want to outsource certain compliance functions, our consultants are here to help.
We bring decades of experience and a personal touch that makes it feel like we’re part of your internal team. And our breadth of services can help guide established firms and start-up groups through any regulatory process.

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Holistic solutions for all your Investment Advisory compliance needs

We offer a wide range of comprehensive services to provide Investment Advisory firms with the compliance resources they need.
Whether you’re looking for a comprehensive outsourced compliance back office or individualized services, we’re here for you every step of the way. Explore the ways we can partner to keep you in compliance and out of worry.


On-going Compliance Assistance Program for RIA


SEC Examination Preparation

for Investment Adviser

Initial Registration for

Investment Adviser

Resources to help you succeed

We have been in the business of serving the investment advisory space for over 40 years and 
developed some strong relationships along the way that can help  keep your firm moving forward.

What our clients say


June Adams
Trilogy Capital

"Compliance Resource Partners has been great at being my “training wheels”. I really appreciate the hand holding they give me."



"The Compliance Resource Partners Team knows compliance inside and out, and they’re down to earth, and fun to work with!"

W David Frier AIF 
Pathway Advisors Group


"With Compliance Resource Partners, I was provided more personal attention as well as more professional documents and recommendations as I converted to their structure."

Abel Hall and Drew Hall
Family Wealth Partners


Reach out – we have a tailored compliance solution waiting for you

Looking for custom-designed compliance and Investment Adviser registration products and services? We’re excited to meet you! Fill out the form below and we’ll be back in touch shortly.

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